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ALJIAN CAPITAL MANAGEMENT
ALJIAN CAPITAL MANAGEMENT (CRD# 167381) is an SEC-Registered Investment Advisor (RIA), headquartered in Santa Rosa, CA. The SEC approved the firm to operate as an RIA in Sep 2013. In Jan 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $148.9 Million, and has discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALJIAN CAPITAL MANAGEMENT also reported in Jan 2018:
  • 2 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALJIAN CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View ALJIAN CAPITAL MANAGEMENT's most recent Form ADV filing
 


ALJIAN CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Sep 2013, TX-Sep 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.