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ALGONQUIN ADVISORS LLC
ALGONQUIN ADVISORS LLC (CRD# 114021) is an SEC-Registered Investment Advisor (RIA), headquartered in Greenwich, CT. The SEC approved the firm to operate as an RIA in Aug 2001. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $238.2 Million, and has discretion over 92% of those assets.   Pooled investment vehicles (Private Funds) account for 59% of RAUM.   Non-US investors represent 0% .  
 
ALGONQUIN ADVISORS LLC also reported in Sep 2018:
  • 7 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALGONQUIN ADVISORS LLC has no disclosure events reported to the SEC at this time.
 

View ALGONQUIN ADVISORS LLC's most recent Form ADV filing
 


ALGONQUIN ADVISORS LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2017, CT-Aug 2001, FL-Mar 2016, MA-Mar 2017, NY-Mar 2016 , OH-Mar 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.