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ALGONQUIN ADVISORS LLC
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ALGONQUIN ADVISORS LLC
(CRD# 114021)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Aug 2001.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$238.2 Million,
and has discretion over
92%
of those assets.
Pooled investment vehicles (Private Funds) account for
59%
of RAUM.
Non-US investors represent
0%
.
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ALGONQUIN ADVISORS LLC
also reported in
Sep 2018:
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7
employees,
with
5
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALGONQUIN ADVISORS LLC has no disclosure events reported to the SEC at this time.
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ALGONQUIN ADVISORS LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2017, CT-Aug 2001, FL-Mar 2016, MA-Mar 2017, NY-Mar 2016
, OH-Mar 2014
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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