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ALEXANDRIA CAPITAL
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ALEXANDRIA CAPITAL
(CRD# 129120)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Washington, DC.
The SEC approved the firm to operate as an RIA in
Oct 2003.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$991.2 Million,
and has discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALEXANDRIA CAPITAL
also reported in
Apr 2018:
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21
employees,
with
11
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALEXANDRIA CAPITAL has no disclosure events reported to the SEC at this time.
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ALEXANDRIA CAPITAL has Notice Filings with the following State Securities Authorities:
CA-Oct 2012, CT-Oct 2015, DC-Oct 2003, FL-Oct 2003, IL-Apr 2016
, MA-Oct 2015, MD-Oct 2003, NH-Jan 2018, NJ-Oct 2015, NY-Apr 2012
, OR-Jan 2018, PA-Oct 2015, SC-Oct 2015, TX-Jan 2018, VA-Oct 2003
, VT-Jan 2018, WA-Jan 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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