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ALEXANDER INVESTMENT SERVICES CO.
ALEXANDER INVESTMENT SERVICES CO. (CRD# 1037) is an SEC-Registered Investment Advisor (RIA), headquartered in Louisville, KY. The SEC approved the firm to operate as an RIA in Nov 1974. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $327.9 Million, and has discretion over 3% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALEXANDER INVESTMENT SERVICES CO. also reported in Sep 2018:
  • 13 employees, with 7 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALEXANDER INVESTMENT SERVICES CO. has one or more disclosure events currently on file with the SEC.
 

View ALEXANDER INVESTMENT SERVICES CO.'s most recent Form ADV filing
 


ALEXANDER INVESTMENT SERVICES CO. has Notice Filings with the following State Securities Authorities: KY-Aug 2008

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.