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ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
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ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
(CRD# 157714)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2018.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$34.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
also reported in
Sep 2018:
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8
employees,
with
5
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALEXANDER CAPITAL WEALTH MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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ALEXANDER CAPITAL WEALTH MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AR-Apr 2018, FL-Aug 2018, NJ-May 2018, NY-Apr 2018, SC-Sep 2018
, TX-Apr 2018, WA-Apr 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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