FindingFraud.org


Blog
Contact
Initial
Research

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC (CRD# 157714) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 2018. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $34.2 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC also reported in Sep 2018:
  • 8 employees, with 5 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
 

View ALEXANDER CAPITAL WEALTH MANAGEMENT LLC's most recent Form ADV filing
 


ALEXANDER CAPITAL WEALTH MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AR-Apr 2018, FL-Aug 2018, NJ-May 2018, NY-Apr 2018, SC-Sep 2018 , TX-Apr 2018, WA-Apr 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.