|
|
|
|
|
|
ALEX. BROWN REALTY, INC.
|
|
ALEX. BROWN REALTY, INC.
(CRD# 152121)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Baltimore, MD.
The SEC approved the firm to operate as an RIA in
Aug 2010.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$466.9 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
2%
.
|
|
ALEX. BROWN REALTY, INC.
files an umbrella registration with the SEC. The firm also reported in
Aug 2018:
-
26
employees,
with
12
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ALEX. BROWN REALTY, INC. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ALEX. BROWN REALTY, INC. has Notice Filings with the following State Securities Authorities:
MD-Aug 2010
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
