ALETHEA CAPITAL MANAGEMENT, LLC (CRD# 156500) is an SEC-Registered Investment Advisor (RIA), headquartered in Rancho Santa Fe, CA. The SEC approved the firm to operate as an RIA in Feb 2011. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $157.8 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 35% of RAUM.   Non-US investors represent 0% .  
ALETHEA CAPITAL MANAGEMENT, LLC also reported in Mar 2018:
  • 5 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALETHEA CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.

View ALETHEA CAPITAL MANAGEMENT, LLC's most recent Form ADV filing

ALETHEA CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CA-Feb 2011

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