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ALDEBARAN FINANCIAL INC
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ALDEBARAN FINANCIAL INC
(CRD# 105741)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Kingsport, TN.
The SEC approved the firm to operate as an RIA in
Dec 1987.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$346.7 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALDEBARAN FINANCIAL INC
also reported in
Mar 2018:
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8
employees,
with
5
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALDEBARAN FINANCIAL INC has no disclosure events reported to the SEC at this time.
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ALDEBARAN FINANCIAL INC has Notice Filings with the following State Securities Authorities:
FL-Dec 2009, TN-Jan 1998, VA-Apr 1994, WV-Oct 1996
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FindingFraud.org is presenting this data for
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