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ALCENTRA NY, LLC
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ALCENTRA NY, LLC
(CRD# 128557)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 2003.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$16.6 Billion,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
84%
of RAUM.
Non-US investors represent
81%
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ALCENTRA NY, LLC
also reported in
Jul 2018:
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113
employees,
with
53
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALCENTRA NY, LLC has no disclosure events reported to the SEC at this time.
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ALCENTRA NY, LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2018, DE-Mar 2009, MA-Mar 2013, NY-Mar 2009
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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