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ALBITZ/MILOE AND ASSOCIATES, INC.
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ALBITZ/MILOE AND ASSOCIATES, INC.
(CRD# 104777)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Torrance, CA.
The SEC approved the firm to operate as an RIA in
Oct 1984.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$323.7 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALBITZ/MILOE AND ASSOCIATES, INC.
also reported in
Oct 2018:
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6
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALBITZ/MILOE AND ASSOCIATES, INC. has no disclosure events reported to the SEC at this time.
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ALBITZ/MILOE AND ASSOCIATES, INC. has Notice Filings with the following State Securities Authorities:
AZ-Jan 2016, CA-Jul 1988, FL-Mar 2016, HI-Dec 2013, NE-Nov 2001
, OR-Jan 2017, TX-Feb 2011
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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