FindingFraud.org


Blog
Contact
Initial
Research

ALBITZ/MILOE AND ASSOCIATES, INC.
ALBITZ/MILOE AND ASSOCIATES, INC. (CRD# 104777) is an SEC-Registered Investment Advisor (RIA), headquartered in Torrance, CA. The SEC approved the firm to operate as an RIA in Oct 1984. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $323.7 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALBITZ/MILOE AND ASSOCIATES, INC. also reported in Oct 2018:
  • 6 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALBITZ/MILOE AND ASSOCIATES, INC. has no disclosure events reported to the SEC at this time.
 

View ALBITZ/MILOE AND ASSOCIATES, INC.'s most recent Form ADV filing
 


ALBITZ/MILOE AND ASSOCIATES, INC. has Notice Filings with the following State Securities Authorities: AZ-Jan 2016, CA-Jul 1988, FL-Mar 2016, HI-Dec 2013, NE-Nov 2001 , OR-Jan 2017, TX-Feb 2011

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.