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ALBION FINANCIAL GROUP
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ALBION FINANCIAL GROUP
(CRD# 105957)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Salt Lake City, UT.
The SEC approved the firm to operate as an RIA in
Feb 1983.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.0 Billion,
and has discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
0%
.
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ALBION FINANCIAL GROUP
also reported in
Mar 2018:
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26
employees,
with
7
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALBION FINANCIAL GROUP has no disclosure events reported to the SEC at this time.
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ALBION FINANCIAL GROUP has Notice Filings with the following State Securities Authorities:
AZ-May 2003, CA-Jul 1986, HI-Mar 2012, ID-Mar 1986, LA-Mar 2012
, MN-Mar 2012, MT-Mar 2005, NH-Mar 2012, NV-May 2005, NY-Mar 2012
, OR-Mar 2018, TX-Jan 2011, UT-Nov 1991, VA-Mar 2012, VT-Feb 1995
, WA-Mar 2003
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responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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