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ALAN BILLER AND ASSOCIATES
ALAN BILLER AND ASSOCIATES (CRD# 105283) is an SEC-Registered Investment Advisor (RIA), headquartered in Menlo Park, CA. The SEC approved the firm to operate as an RIA in Feb 1995. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $38.7 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALAN BILLER AND ASSOCIATES also reported in Aug 2018:
  • 31 employees, with 19 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALAN BILLER AND ASSOCIATES has no disclosure events reported to the SEC at this time.
 

View ALAN BILLER AND ASSOCIATES's most recent Form ADV filing
 


ALAN BILLER AND ASSOCIATES has Notice Filings with the following State Securities Authorities: CA-Jun 1995, DC-Dec 2017, OH-Dec 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.