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AJO
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AJO
(CRD# 105545)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
Dec 1984.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$28.0 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
19%
of RAUM.
Non-US investors represent
25%
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AJO
also reported in
Sep 2018:
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60
employees,
with
33
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AJO has no disclosure events reported to the SEC at this time.
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AJO has Notice Filings with the following State Securities Authorities:
FL-Mar 2015, MA-Aug 2012, PA-Feb 2005, TX-Jan 2003
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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