AJF FINANCIAL SERVICES, INC. (CRD# 126414) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 2015. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $80.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
AJF FINANCIAL SERVICES, INC. also reported in Oct 2018:
  • 5 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AJF FINANCIAL SERVICES, INC. has no disclosure events reported to the SEC at this time.

View AJF FINANCIAL SERVICES, INC.'s most recent Form ADV filing

AJF FINANCIAL SERVICES, INC. has Notice Filings with the following State Securities Authorities: CA-Aug 2017, LA-Aug 2017, NJ-May 2015, NY-Apr 2015, TX-Apr 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.