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AJF FINANCIAL SERVICES, INC.
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AJF FINANCIAL SERVICES, INC.
(CRD# 126414)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2015.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$80.1 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AJF FINANCIAL SERVICES, INC.
also reported in
Oct 2018:
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5
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AJF FINANCIAL SERVICES, INC. has no disclosure events reported to the SEC at this time.
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AJF FINANCIAL SERVICES, INC. has Notice Filings with the following State Securities Authorities:
CA-Aug 2017, LA-Aug 2017, NJ-May 2015, NY-Apr 2015, TX-Apr 2017
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website and is believed to be accurate.
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responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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