A.G.P / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS (CRD# 8361) is an SEC-Registered Investment Advisor (RIA), headquartered in Westport, CT. The SEC approved the firm to operate as an RIA in Jun 2009. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $624.9 Million, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
A.G.P / ALLIANCE GLOBAL PARTNERS also reported in Oct 2018: 57 employees, with 52 performing advisory functions. A total of 10 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
A.G.P / ALLIANCE GLOBAL PARTNERS has one or more disclosure events currently on file with the SEC.
View A.G.P / ALLIANCE GLOBAL PARTNERS's most recent Form ADV filing
A.G.P / ALLIANCE GLOBAL PARTNERS has Notice Filings with the following State Securities Authorities: AK-Nov 2009, AL-Jan 2010, AR-Jan 2010, AZ-Jun 2009, CA-Jun 2009 , CO-Sep 2009, CT-Jun 2009, DC-May 2010, DE-Dec 2009, FL-Jun 2009 , GA-Nov 2009, HI-Aug 2009, IA-Dec 2009, ID-Jan 2010, IL-Aug 2009 , IN-Jan 2010, KS-Sep 2009, KY-Dec 2009, LA-Nov 2009, MA-Jan 2010 , MD-Dec 2009, ME-Jan 2010, MI-Nov 2009, MN-Oct 2009, MO-Aug 2009 , MS-Jan 2010, MT-Jan 2010, NC-Nov 2009, ND-Jan 2010, NE-Sep 2009 , NH-Dec 2009, NJ-Jun 2009, NM-Jan 2010, NV-Aug 2009, NY-Jun 2009 , OH-Nov 2009, OK-Dec 2009, OR-Jun 2009, PA-Jun 2009, PR-May 2014 , RI-Jan 2010, SC-Dec 2009, SD-Jan 2010, TN-Nov 2009, TX-Jun 2009 , UT-Nov 2009, VA-Nov 2009, VI-Jul 2010, VT-Jan 2010, WA-Jun 2009 , WI-Nov 2009, WV-Jan 2010, WY-Sep 2017
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