FindingFraud.org


Blog
Contact
Initial
Research

AGILI, P.C.
AGILI, P.C. (CRD# 107664) is an SEC-Registered Investment Advisor (RIA), headquartered in Richmond, VA. The SEC approved the firm to operate as an RIA in Feb 1993. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $702.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 3% of RAUM.   Non-US investors represent 0% .  
 
AGILI, P.C. also reported in May 2018:
  • 21 employees, with 11 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AGILI, P.C. has no disclosure events reported to the SEC at this time.
 

View AGILI, P.C.'s most recent Form ADV filing
 


AGILI, P.C. has Notice Filings with the following State Securities Authorities: DC-Apr 2008, FL-Jun 2015, MD-Apr 2008, NC-Mar 2010, NJ-Dec 2014 , PA-Jan 2003, SC-Apr 2010, TX-Mar 2014, VA-Jan 2003, WV-Mar 2011

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.