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A.G. MORGAN FINANCIAL ADVISORS, LLC
A.G. MORGAN FINANCIAL ADVISORS, LLC (CRD# 173292) is an SEC-Registered Investment Advisor (RIA), headquartered in Massapequa, NY. The SEC approved the firm to operate as an RIA in Jan 2015. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $163.1 Million, and has discretion over 94% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
A.G. MORGAN FINANCIAL ADVISORS, LLC also reported in Apr 2018:
  • 9 employees, with 3 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
A.G. MORGAN FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View A.G. MORGAN FINANCIAL ADVISORS, LLC's most recent Form ADV filing
 


A.G. MORGAN FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: CA-Apr 2018, CT-Apr 2018, FL-Jan 2018, NJ-May 2018, NY-Jan 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.