AG FINANCIAL, LLC (CRD# 140226) is an SEC-Registered Investment Advisor (RIA), headquartered in Salt Lake City, UT. The SEC approved the firm to operate as an RIA in Apr 2006. In Jan 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $111.0 Million, and has discretion over 95% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
AG FINANCIAL, LLC also reported in Jan 2018:
  • 2 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AG FINANCIAL, LLC has no disclosure events reported to the SEC at this time.

View AG FINANCIAL, LLC's most recent Form ADV filing

AG FINANCIAL, LLC has Notice Filings with the following State Securities Authorities: AZ-Apr 2006, CA-Feb 2014, TX-Nov 2007, UT-Apr 2006, WA-Jan 2018 , WY-Jan 2018

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