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AG ASSET ADVISORY, LLC
AG ASSET ADVISORY, LLC (CRD# 154406) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Jan 2015. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $246.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AG ASSET ADVISORY, LLC also reported in Sep 2018:
  • 3 employees, with 2 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AG ASSET ADVISORY, LLC has no disclosure events reported to the SEC at this time.
 

View AG ASSET ADVISORY, LLC's most recent Form ADV filing
 


AG ASSET ADVISORY, LLC has Notice Filings with the following State Securities Authorities: CA-Jan 2015, NY-Mar 2016, TX-Jan 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.