|
|
|
|
|
|
AFFINITY INVESTMENT ADVISORS, LLC
|
|
AFFINITY INVESTMENT ADVISORS, LLC
(CRD# 108278)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newport Beach, CA.
The SEC approved the firm to operate as an RIA in
Jul 1992.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.0 Billion,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
AFFINITY INVESTMENT ADVISORS, LLC
also reported in
Mar 2018:
-
15
employees,
with
5
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
AFFINITY INVESTMENT ADVISORS, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
AFFINITY INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
CA-Sep 1992, CT-May 2005, FL-May 2012, GA-Aug 2010, HI-Jan 2002
, IL-Sep 2010, MO-Aug 2010, NC-May 2012, NE-Aug 2010, NH-Aug 2010
, NJ-Apr 2006, NV-May 2005, NY-Mar 2007, PA-Nov 2006, SC-May 2012
, TN-May 2012, TX-Mar 2007, WI-Nov 2006
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
