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AFFINITY CAPITAL ADVISORS LLC
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AFFINITY CAPITAL ADVISORS LLC
(CRD# 166226)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Berkeley, CA.
The SEC approved the firm to operate as an RIA in
Mar 2015.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$178.0 Million,
and has discretion over
73%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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AFFINITY CAPITAL ADVISORS LLC
also reported in
Oct 2018:
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5
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AFFINITY CAPITAL ADVISORS LLC has no disclosure events reported to the SEC at this time.
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AFFINITY CAPITAL ADVISORS LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2015, HI-Jan 2016, NY-Mar 2015, OR-Mar 2015, TX-Feb 2017
, WA-Oct 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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