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AFFILIATED FINANCIAL ADVISORS INC
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AFFILIATED FINANCIAL ADVISORS INC
(CRD# 108154)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Milwaukee, WI.
The SEC approved the firm to operate as an RIA in
Apr 2000.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$201.8 Million,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AFFILIATED FINANCIAL ADVISORS INC
also reported in
Mar 2018:
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2
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AFFILIATED FINANCIAL ADVISORS INC has no disclosure events reported to the SEC at this time.
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AFFILIATED FINANCIAL ADVISORS INC has Notice Filings with the following State Securities Authorities:
CA-Aug 2008, FL-Nov 2011, IL-Dec 2007, WI-May 1993
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FindingFraud.org is presenting this data for
informational purposes only and assumes no
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provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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