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AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL LLC (CRD# 113200) is an SEC-Registered Investment Advisor (RIA), headquartered in St. Louis Park, MN. The SEC approved the firm to operate as an RIA in Jun 2013. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $572.9 Million, and has discretion over 90% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
AFFIANCE FINANCIAL LLC also reported in Aug 2018:
  • 22 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AFFIANCE FINANCIAL LLC has no disclosure events reported to the SEC at this time.
 

View AFFIANCE FINANCIAL LLC's most recent Form ADV filing
 


AFFIANCE FINANCIAL LLC has Notice Filings with the following State Securities Authorities: AZ-Jun 2013, CA-Jun 2013, CO-Sep 2017, CT-Mar 2015, DC-May 2015 , FL-Jun 2013, GA-Jan 2016, IL-Jun 2013, MA-Jan 2015, MI-Jan 2015 , MN-Jun 2013, NC-Sep 2017, NH-Jul 2018, NY-Jun 2013, OH-Mar 2015 , RI-Sep 2016, TX-Jun 2013, WA-Mar 2015, WI-Jun 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.