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AFAM CAPITAL, INC.
AFAM CAPITAL, INC. (CRD# 108517) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Jul 1987. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $950.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
AFAM CAPITAL, INC. also reported in May 2018:
  • 11 employees, with 6 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AFAM CAPITAL, INC. has no disclosure events reported to the SEC at this time.
 

View AFAM CAPITAL, INC.'s most recent Form ADV filing
 


AFAM CAPITAL, INC. has Notice Filings with the following State Securities Authorities: AL-Feb 2014, AZ-Feb 2004, CA-Sep 1987, CO-Jul 2002, CT-Jun 2004 , DC-Feb 2007, DE-Feb 2014, FL-Jul 1988, GA-Apr 2003, HI-Jun 2004 , IA-Sep 2011, IL-Sep 1987, IN-Aug 2010, LA-Mar 2005, MA-Mar 2005 , MD-Jun 2004, ME-Mar 2005, MI-Jul 2004, MN-Jun 1993, MO-Jul 2004 , NC-Feb 2007, NH-Jul 2002, NJ-Jul 2002, NM-Oct 1992, NV-Jul 2002 , NY-Jul 2002, OH-Jul 2002, OK-Feb 2008, OR-Jul 2002, PA-Jul 2002 , SC-Feb 2004, SD-Mar 2006, TX-Apr 1995, UT-Mar 2010, VA-Jun 1996 , VT-Mar 2006, WA-Jul 2002, WI-Jul 2004

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.