FindingFraud.org


Blog
Contact
Initial
Research

AETHON ENERGY MANAGEMENT
AETHON ENERGY MANAGEMENT (CRD# 173136) is an SEC-Registered Investment Advisor (RIA), headquartered in Dallas, TX. The SEC approved the firm to operate as an RIA in Dec 2014. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $371.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
 
AETHON ENERGY MANAGEMENT files an umbrella registration with the SEC. The firm also reported in Jun 2018:
  • 13 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AETHON ENERGY MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View AETHON ENERGY MANAGEMENT's most recent Form ADV filing
 


AETHON ENERGY MANAGEMENT has Notice Filings with the following State Securities Authorities: TX-Dec 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.