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AEGON ASSET MANAGEMENT US
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AEGON ASSET MANAGEMENT US
(CRD# 114537)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Cedar Rapids, IA.
The SEC approved the firm to operate as an RIA in
Nov 2001.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$104.5 Billion,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
14%
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AEGON ASSET MANAGEMENT US
also reported in
Oct 2018:
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327
employees,
with
75
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AEGON ASSET MANAGEMENT US has one or more disclosure events currently on file with the SEC.
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AEGON ASSET MANAGEMENT US has Notice Filings with the following State Securities Authorities:
IA-Nov 2001, IL-Mar 2007, MD-May 2011
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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