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ADVISORY SERVICES NETWORK
ADVISORY SERVICES NETWORK (CRD# 146051) is an SEC-Registered Investment Advisor (RIA), headquartered in Atlanta, GA. The SEC approved the firm to operate as an RIA in Feb 2010. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.0 Billion, and has discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 2% .  
 
ADVISORY SERVICES NETWORK also reported in Aug 2018:
  • 110 employees, with 102 performing advisory functions.
  • A total of 66 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVISORY SERVICES NETWORK has no disclosure events reported to the SEC at this time.
 

View ADVISORY SERVICES NETWORK's most recent Form ADV filing
 


ADVISORY SERVICES NETWORK has Notice Filings with the following State Securities Authorities: AK-May 2018, AL-Jun 2011, AZ-Jan 2015, CA-Feb 2010, CO-Feb 2014 , CT-Jun 2012, FL-Jun 2011, GA-Jun 2011, IL-Sep 2017, IN-Jun 2011 , KY-Sep 2013, LA-Jun 2011, MA-Apr 2014, MD-Mar 2018, ME-May 2013 , MI-Jun 2011, MS-Jun 2011, MT-Apr 2017, NC-Jul 2011, NH-Dec 2011 , NJ-Feb 2013, NY-Jun 2011, OH-Jun 2011, OR-Apr 2017, PA-Apr 2013 , SC-Jun 2011, TN-Jun 2011, TX-Jul 2011, UT-Feb 2014, VA-Apr 2014 , VT-Feb 2017, WA-Aug 2018, WI-Sep 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.