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ADVISORY ALPHA, LLC
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ADVISORY ALPHA, LLC
(CRD# 158282)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Holland, MI.
The SEC approved the firm to operate as an RIA in
Jun 2011.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$484.9 Million,
and has discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVISORY ALPHA, LLC
also reported in
Oct 2018:
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16
employees,
with
13
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVISORY ALPHA, LLC has no disclosure events reported to the SEC at this time.
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ADVISORY ALPHA, LLC has Notice Filings with the following State Securities Authorities:
AR-Jul 2018, AZ-Mar 2018, CA-Dec 2015, CO-Mar 2017, CT-Mar 2018
, FL-Aug 2017, GA-Mar 2018, ID-Mar 2018, IL-Oct 2011, IN-Jan 2015
, LA-Jul 2018, MI-Jun 2011, PA-Oct 2017, SC-Mar 2018, TX-Dec 2017
, VA-Jun 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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