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ADVISORS' PRIDE INC.
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ADVISORS' PRIDE INC.
(CRD# 170669)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Appleton, WI.
The SEC approved the firm to operate as an RIA in
Oct 2014.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$561.6 Million,
and has discretion over
87%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVISORS' PRIDE INC.
also reported in
Mar 2018:
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20
employees,
with
19
performing advisory functions.
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A total of 14 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVISORS' PRIDE INC. has no disclosure events reported to the SEC at this time.
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ADVISORS' PRIDE INC. has Notice Filings with the following State Securities Authorities:
AZ-Oct 2014, CA-Jan 2017, CO-Mar 2017, FL-Oct 2014, GA-Oct 2014
, IA-Jan 2017, IL-Oct 2014, IN-Oct 2014, ME-Jan 2017, MI-Oct 2014
, MN-Oct 2014, MO-Mar 2017, NV-Jan 2017, OH-Oct 2014, TN-Jan 2017
, TX-Oct 2014, WI-Oct 2014
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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