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ADVISORS CAPITAL MANAGEMENT, LLC
ADVISORS CAPITAL MANAGEMENT, LLC (CRD# 112266) is an SEC-Registered Investment Advisor (RIA), headquartered in Ridgewood, NJ. The SEC approved the firm to operate as an RIA in May 2003. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.0 Billion, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ADVISORS CAPITAL MANAGEMENT, LLC also reported in Oct 2018:
  • 28 employees, with 19 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVISORS CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View ADVISORS CAPITAL MANAGEMENT, LLC's most recent Form ADV filing
 


ADVISORS CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Jan 2014, AL-Jan 2014, AR-Jan 2014, AZ-Feb 2008, CA-Mar 2005 , CO-Jan 2014, CT-Jun 2003, DC-Jan 2014, DE-Feb 2013, FL-Jul 2003 , GA-Feb 2013, HI-Jan 2014, IA-Jan 2014, ID-Feb 2013, IL-Oct 2010 , IN-Jan 2014, KS-Jan 2014, KY-Jun 2003, LA-Jan 2014, MA-Mar 2005 , MD-Feb 2013, ME-Jan 2014, MI-Feb 2013, MN-Jan 2014, MO-Jan 2014 , MS-Jan 2014, MT-Jan 2014, NC-Feb 2013, ND-Jan 2014, NE-Nov 2008 , NH-Jan 2014, NJ-Jun 2003, NM-Jan 2014, NV-Jan 2014, NY-Jun 2003 , OH-Jan 2014, OK-Jan 2014, OR-Jan 2014, PA-Sep 2007, PR-Jan 2014 , RI-Jan 2014, SC-Oct 2010, SD-Jan 2014, TN-Jan 2014, TX-Oct 2004 , UT-Jan 2014, VA-Oct 2010, VI-Jan 2014, VT-Jan 2014, WA-Feb 2013 , WI-Feb 2008, WV-Jan 2014, WY-May 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.