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ADVISORNET WEALTH MANAGEMENT
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ADVISORNET WEALTH MANAGEMENT
(CRD# 113074)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Aug 2012.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.3 Billion,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVISORNET WEALTH MANAGEMENT
also reported in
May 2018:
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135
employees,
with
90
performing advisory functions.
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A total of 31 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVISORNET WEALTH MANAGEMENT has one or more disclosure events currently on file with the SEC.
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ADVISORNET WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
AZ-Aug 2012, CA-Aug 2012, CO-Feb 2013, FL-Nov 2013, IA-Aug 2012
, IL-Aug 2012, IN-Aug 2012, MN-Aug 2012, NC-Mar 2016, ND-May 2013
, NJ-Apr 2016, NY-Jan 2015, OH-Jan 2015, OR-Mar 2016, TX-Aug 2012
, WA-Aug 2012, WI-Aug 2012
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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