ADVISER INVESTMENTS
ADVISER INVESTMENTS (CRD# 156984) is an SEC-Registered Investment Advisor (RIA), headquartered in Newton, MA. The SEC approved the firm to operate as an RIA in Jan 2012. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $5.3 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
ADVISER INVESTMENTS also reported in Jul 2018: 77 employees, with 36 performing advisory functions. A total of 2 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVISER INVESTMENTS has one or more disclosure events currently on file with the SEC.
View ADVISER INVESTMENTS's most recent Form ADV filing
ADVISER INVESTMENTS has Notice Filings with the following State Securities Authorities: AK-Jan 2012, AL-Jan 2012, AR-Jan 2012, AZ-Jan 2012, CA-Jan 2012 , CO-Jan 2012, CT-Jan 2012, DC-Jan 2012, DE-Mar 2013, FL-Jan 2012 , GA-Jan 2012, HI-Jan 2012, IA-Jan 2012, ID-Jan 2012, IL-Jan 2012 , IN-Jan 2012, KS-Jan 2012, KY-Jan 2012, LA-Jan 2012, MA-Jan 2012 , MD-Jan 2012, ME-Jan 2012, MI-Jan 2012, MN-Jan 2012, MO-Jan 2012 , MS-Jan 2012, NC-Jan 2012, NE-Jan 2012, NH-Jan 2012, NJ-Feb 2012 , NM-Jan 2012, NV-Jan 2012, NY-Jan 2012, OH-Jan 2012, OK-Jan 2012 , OR-Jan 2012, PA-Jan 2012, RI-Jan 2012, SC-Jan 2012, TN-Jan 2012 , TX-Jan 2012, UT-Jan 2012, VA-Jan 2012, VI-Jan 2012, VT-Jan 2012 , WA-Jan 2012, WI-Jan 2012, WV-Mar 2013, WY-Mar 2018
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