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ADVICEPERIOD, LLC
ADVICEPERIOD, LLC (CRD# 169828) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Jan 2014. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.3 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ADVICEPERIOD, LLC also reported in Jul 2018:
  • 46 employees, with 33 performing advisory functions.
  • A total of 9 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVICEPERIOD, LLC has no disclosure events reported to the SEC at this time.
 

View ADVICEPERIOD, LLC's most recent Form ADV filing
 


ADVICEPERIOD, LLC has Notice Filings with the following State Securities Authorities: CA-Jan 2014, GA-Apr 2018, MD-Jan 2014, MO-Jan 2018, NY-Oct 2016 , OH-Feb 2017, RI-Nov 2017, TX-Feb 2017, VA-Apr 2018, WA-Jul 2017 , WI-Jul 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.