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ADVICEPERIOD, LLC
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ADVICEPERIOD, LLC
(CRD# 169828)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Jan 2014.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$2.3 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVICEPERIOD, LLC
also reported in
Jul 2018:
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46
employees,
with
33
performing advisory functions.
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A total of 9 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVICEPERIOD, LLC has no disclosure events reported to the SEC at this time.
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ADVICEPERIOD, LLC has Notice Filings with the following State Securities Authorities:
CA-Jan 2014, GA-Apr 2018, MD-Jan 2014, MO-Jan 2018, NY-Oct 2016
, OH-Feb 2017, RI-Nov 2017, TX-Feb 2017, VA-Apr 2018, WA-Jul 2017
, WI-Jul 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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