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ADVICEONE ADVISORY SERVICES, LLC
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ADVICEONE ADVISORY SERVICES, LLC
(CRD# 111614)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Glastonbury, CT.
The SEC approved the firm to operate as an RIA in
Jun 2003.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$766.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVICEONE ADVISORY SERVICES, LLC
also reported in
May 2018:
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47
employees,
with
10
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVICEONE ADVISORY SERVICES, LLC has no disclosure events reported to the SEC at this time.
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ADVICEONE ADVISORY SERVICES, LLC has Notice Filings with the following State Securities Authorities:
AZ-Jul 2014, CA-Nov 2010, CO-Mar 2018, CT-Jun 2003, FL-Jun 2003
, GA-Apr 2011, IL-Dec 2015, IN-Mar 2018, MA-Jun 2003, MD-May 2018
, ME-Mar 2008, MO-Sep 2013, NC-Mar 2008, NH-Apr 2007, NJ-Dec 2014
, NY-Mar 2008, OH-Nov 2017, OR-Mar 2018, PA-Mar 2008, RI-Nov 2010
, SC-Mar 2008, TX-Jan 2006, VA-Mar 2008, VT-Jan 2004
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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