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ADVICEONE ADVISORY SERVICES, LLC
ADVICEONE ADVISORY SERVICES, LLC (CRD# 111614) is an SEC-Registered Investment Advisor (RIA), headquartered in Glastonbury, CT. The SEC approved the firm to operate as an RIA in Jun 2003. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $766.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ADVICEONE ADVISORY SERVICES, LLC also reported in May 2018:
  • 47 employees, with 10 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVICEONE ADVISORY SERVICES, LLC has no disclosure events reported to the SEC at this time.
 

View ADVICEONE ADVISORY SERVICES, LLC's most recent Form ADV filing
 


ADVICEONE ADVISORY SERVICES, LLC has Notice Filings with the following State Securities Authorities: AZ-Jul 2014, CA-Nov 2010, CO-Mar 2018, CT-Jun 2003, FL-Jun 2003 , GA-Apr 2011, IL-Dec 2015, IN-Mar 2018, MA-Jun 2003, MD-May 2018 , ME-Mar 2008, MO-Sep 2013, NC-Mar 2008, NH-Apr 2007, NJ-Dec 2014 , NY-Mar 2008, OH-Nov 2017, OR-Mar 2018, PA-Mar 2008, RI-Nov 2010 , SC-Mar 2008, TX-Jan 2006, VA-Mar 2008, VT-Jan 2004

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.