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ADVANTAGE CAPITAL
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ADVANTAGE CAPITAL
(CRD# 171365)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New Orleans, LA.
The SEC approved the firm to operate as an RIA in
Sep 2014.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$196.5 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
95%
of RAUM.
Non-US investors represent
0%
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ADVANTAGE CAPITAL
files an umbrella registration with the SEC. The firm also reported in
Mar 2018:
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110
employees,
with
50
performing advisory functions.
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A total of 8 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVANTAGE CAPITAL has no disclosure events reported to the SEC at this time.
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ADVANTAGE CAPITAL has Notice Filings with the following State Securities Authorities:
LA-Nov 2016, MO-Nov 2016, TX-Sep 2014
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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