ADVANTAGE CAPITAL (CRD# 171365) is an SEC-Registered Investment Advisor (RIA), headquartered in New Orleans, LA. The SEC approved the firm to operate as an RIA in Sep 2014. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $196.5 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 95% of RAUM.   Non-US investors represent 0% .  
ADVANTAGE CAPITAL files an umbrella registration with the SEC. The firm also reported in Mar 2018:
  • 110 employees, with 50 performing advisory functions.
  • A total of 8 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADVANTAGE CAPITAL has no disclosure events reported to the SEC at this time.

View ADVANTAGE CAPITAL's most recent Form ADV filing

ADVANTAGE CAPITAL has Notice Filings with the following State Securities Authorities: LA-Nov 2016, MO-Nov 2016, TX-Sep 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.