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ADVANCED GROUP FINANCIAL SERVICES, LLC
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ADVANCED GROUP FINANCIAL SERVICES, LLC
(CRD# 151451)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Utica, NY.
The SEC approved the firm to operate as an RIA in
Mar 2017.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$26.9 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVANCED GROUP FINANCIAL SERVICES, LLC
also reported in
Apr 2018:
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2
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVANCED GROUP FINANCIAL SERVICES, LLC has no disclosure events reported to the SEC at this time.
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ADVANCED GROUP FINANCIAL SERVICES, LLC has Notice Filings with the following State Securities Authorities:
FL-Mar 2017, NY-Mar 2017, OH-Mar 2017
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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