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ADVANCED FINANCIAL STRATEGIES INC
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ADVANCED FINANCIAL STRATEGIES INC
(CRD# 108296)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Irvine, CA.
The SEC approved the firm to operate as an RIA in
Aug 2000.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$147.7 Million,
and has discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVANCED FINANCIAL STRATEGIES INC
also reported in
Mar 2018:
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3
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVANCED FINANCIAL STRATEGIES INC has no disclosure events reported to the SEC at this time.
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ADVANCED FINANCIAL STRATEGIES INC has Notice Filings with the following State Securities Authorities:
CA-Aug 2000
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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