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ADVANCED CAPITAL GROUP
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ADVANCED CAPITAL GROUP
(CRD# 109673)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Jan 2006.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$18.7 Billion,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVANCED CAPITAL GROUP
also reported in
Jul 2018:
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25
employees,
with
16
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVANCED CAPITAL GROUP has no disclosure events reported to the SEC at this time.
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ADVANCED CAPITAL GROUP has Notice Filings with the following State Securities Authorities:
CA-Jan 2018, FL-Jan 2018, IA-Jan 2018, IL-Feb 2009, KS-Jan 2018
, KY-Jan 2018, MI-Jan 2018, MN-Jan 2018, MO-Jan 2018, MT-Jan 2018
, ND-Jan 2018, NY-Jan 2018, TX-Jan 2018, WI-Jan 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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