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ADRIAN DAY ASSET MANAGEMENT
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ADRIAN DAY ASSET MANAGEMENT
(CRD# 105985)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Annapolis, MD.
The SEC approved the firm to operate as an RIA in
Jun 1991.
In
Feb 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$176.9 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
4%
.
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ADRIAN DAY ASSET MANAGEMENT
also reported in
Feb 2018:
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3
employees,
with
1
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADRIAN DAY ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
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ADRIAN DAY ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities:
CA-Oct 1994, DE-Jul 2013, FL-Jun 1995, LA-Nov 2013, MA-Apr 1994
, MD-Jun 1991, NH-Jan 2008, PA-Feb 2018, TX-Jan 1995, VA-Feb 1998
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