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ADRIAN DAY ASSET MANAGEMENT
ADRIAN DAY ASSET MANAGEMENT (CRD# 105985) is an SEC-Registered Investment Advisor (RIA), headquartered in Annapolis, MD. The SEC approved the firm to operate as an RIA in Jun 1991. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $176.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 4% .  
 
ADRIAN DAY ASSET MANAGEMENT also reported in Feb 2018:
  • 3 employees, with 1 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADRIAN DAY ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View ADRIAN DAY ASSET MANAGEMENT's most recent Form ADV filing
 


ADRIAN DAY ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Oct 1994, DE-Jul 2013, FL-Jun 1995, LA-Nov 2013, MA-Apr 1994 , MD-Jun 1991, NH-Jan 2008, PA-Feb 2018, TX-Jan 1995, VA-Feb 1998

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.