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ADK WEALTH ADVISORY GROUP
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ADK WEALTH ADVISORY GROUP
(CRD# 175085)
is an SEC-Registered Investment Advisor (RIA), headquartered in
St. Louis, MO.
The SEC approved the firm to operate as an RIA in
Jun 2015.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$317.8 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADK WEALTH ADVISORY GROUP
also reported in
Mar 2018:
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10
employees,
with
5
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADK WEALTH ADVISORY GROUP has no disclosure events reported to the SEC at this time.
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ADK WEALTH ADVISORY GROUP has Notice Filings with the following State Securities Authorities:
CA-Jul 2015, CO-Jun 2015, IL-Jul 2015, IN-Jul 2015, MI-Jul 2015
, MN-Jul 2015, MO-Jun 2015, OH-Jul 2015, OR-Jul 2015, TN-Nov 2017
, TX-Jun 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
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informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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