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ADIRONDACK RETIREMENT SPECIALISTS
ADIRONDACK RETIREMENT SPECIALISTS (CRD# 132345) is an SEC-Registered Investment Advisor (RIA), headquartered in Queensbury, NY. The SEC approved the firm to operate as an RIA in Mar 2012. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $116.6 Million, and has discretion over 92% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ADIRONDACK RETIREMENT SPECIALISTS also reported in Mar 2018:
  • 4 employees, with 1 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADIRONDACK RETIREMENT SPECIALISTS has no disclosure events reported to the SEC at this time.
 

View ADIRONDACK RETIREMENT SPECIALISTS's most recent Form ADV filing
 


ADIRONDACK RETIREMENT SPECIALISTS has Notice Filings with the following State Securities Authorities: CA-Oct 2016, FL-Mar 2012, NY-Mar 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.