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ADIRONDACK FINANCIAL SERVICES CORP
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ADIRONDACK FINANCIAL SERVICES CORP
(CRD# 126155)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Utica, NY.
The SEC approved the firm to operate as an RIA in
Oct 2005.
In
Jul 2017,
the firm reported total Regulatory Assets Under Management (RAUM) of
$284.1 Million,
and has discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADIRONDACK FINANCIAL SERVICES CORP
also reported in
Jul 2017:
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13
employees,
with
9
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADIRONDACK FINANCIAL SERVICES CORP has no disclosure events reported to the SEC at this time.
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ADIRONDACK FINANCIAL SERVICES CORP has Notice Filings with the following State Securities Authorities:
NY-Oct 2005
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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