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ADELL HARRIMAN & CARPENTER
ADELL HARRIMAN & CARPENTER (CRD# 107488) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in Nov 1995. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $726.2 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ADELL HARRIMAN & CARPENTER also reported in Jul 2018:
  • 11 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADELL HARRIMAN & CARPENTER has no disclosure events reported to the SEC at this time.
 

View ADELL HARRIMAN & CARPENTER's most recent Form ADV filing
 


ADELL HARRIMAN & CARPENTER has Notice Filings with the following State Securities Authorities: CA-Mar 2007, FL-Mar 2007, NM-Jul 2017, TX-Dec 1995, VA-May 1996

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.