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ADELL HARRIMAN & CARPENTER
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ADELL HARRIMAN & CARPENTER
(CRD# 107488)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Nov 1995.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$726.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADELL HARRIMAN & CARPENTER
also reported in
Jul 2018:
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11
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADELL HARRIMAN & CARPENTER has no disclosure events reported to the SEC at this time.
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ADELL HARRIMAN & CARPENTER has Notice Filings with the following State Securities Authorities:
CA-Mar 2007, FL-Mar 2007, NM-Jul 2017, TX-Dec 1995, VA-May 1996
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website and is believed to be accurate.
FindingFraud.org is presenting this data for
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responsibility for errors or omissions. Please
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