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ADDISON CAPITAL
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ADDISON CAPITAL
(CRD# 144853)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
Sep 2007.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$732.0 Million,
and has discretion over
30%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADDISON CAPITAL
also reported in
May 2018:
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5
employees,
with
2
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADDISON CAPITAL has one or more disclosure events currently on file with the SEC.
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ADDISON CAPITAL has Notice Filings with the following State Securities Authorities:
CA-Mar 2015, FL-Mar 2010, NH-Mar 2016, NJ-Oct 2007, NY-Mar 2017
, PA-Sep 2007, TX-Mar 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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