FindingFraud.org


Blog
Contact
Initial
Research

ADAM FINANCIAL ASSOCIATES INC
ADAM FINANCIAL ASSOCIATES INC (CRD# 109315) is an SEC-Registered Investment Advisor (RIA), headquartered in Boca Raton, FL. The SEC approved the firm to operate as an RIA in Aug 2015. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $166.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ADAM FINANCIAL ASSOCIATES INC also reported in Mar 2018:
  • 5 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADAM FINANCIAL ASSOCIATES INC has no disclosure events reported to the SEC at this time.
 

View ADAM FINANCIAL ASSOCIATES INC's most recent Form ADV filing
 


ADAM FINANCIAL ASSOCIATES INC has Notice Filings with the following State Securities Authorities: FL-Aug 2015, TX-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.