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ADALTA CAPITAL MANAGEMENT LLC
ADALTA CAPITAL MANAGEMENT LLC (CRD# 283771) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in May 2016. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $179.2 Million, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 0% .  
 
ADALTA CAPITAL MANAGEMENT LLC also reported in Apr 2018:
  • 5 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ADALTA CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View ADALTA CAPITAL MANAGEMENT LLC's most recent Form ADV filing
 


ADALTA CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-May 2016, CT-May 2016, FL-May 2016, MA-May 2016, NJ-May 2016 , NY-May 2016, TX-May 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.