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ACTIVANT CAPITAL GROUP LLC
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ACTIVANT CAPITAL GROUP LLC
(CRD# 173856)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Jul 2018.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$261.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
0%
.
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ACTIVANT CAPITAL GROUP LLC
files an umbrella registration with the SEC. The firm also reported in
Jun 2018:
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7
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ACTIVANT CAPITAL GROUP LLC has no disclosure events reported to the SEC at this time.
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ACTIVANT CAPITAL GROUP LLC has Notice Filings with the following State Securities Authorities:
CT-Jul 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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