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ACT II CAPITAL, L.L.C.
ACT II CAPITAL, L.L.C. (CRD# 122747) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Oct 2002. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $205.2 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 100% .  
 
ACT II CAPITAL, L.L.C. files an umbrella registration with the SEC. The firm also reported in Mar 2018:
  • 4 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ACT II CAPITAL, L.L.C. has no disclosure events reported to the SEC at this time.
 

View ACT II CAPITAL, L.L.C.'s most recent Form ADV filing
 


ACT II CAPITAL, L.L.C. has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.