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ACT ADVISORS
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ACT ADVISORS
(CRD# 173120)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Asheville, NC.
The SEC approved the firm to operate as an RIA in
Oct 2014.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$178.4 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ACT ADVISORS
also reported in
Jul 2018:
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9
employees,
with
5
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ACT ADVISORS has no disclosure events reported to the SEC at this time.
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ACT ADVISORS has Notice Filings with the following State Securities Authorities:
AZ-Jan 2017, FL-Mar 2016, GA-Mar 2016, NC-Oct 2014, NY-Mar 2015
, SC-Oct 2014, TX-Mar 2016, VI-Mar 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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