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ACORNS
ACORNS (CRD# 165926) is an SEC-Registered Investment Advisor (RIA), headquartered in Irvine, CA. The SEC approved the firm to operate as an RIA in Sep 2013. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.1 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ACORNS also reported in Oct 2018:
  • 12 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ACORNS has no disclosure events reported to the SEC at this time.
 

View ACORNS's most recent Form ADV filing
 


ACORNS has Notice Filings with the following State Securities Authorities: AK-Nov 2013, AL-Nov 2013, AR-Nov 2013, AZ-Sep 2013, CA-Sep 2013 , CO-Nov 2013, CT-Nov 2013, DC-Sep 2013, DE-Nov 2013, FL-Sep 2013 , GA-Nov 2013, HI-Sep 2013, IA-Nov 2013, ID-Nov 2013, IL-Sep 2013 , IN-Nov 2013, KS-Nov 2013, KY-Nov 2013, LA-Nov 2013, MA-Sep 2013 , MD-Nov 2013, ME-Nov 2013, MI-Sep 2013, MN-Sep 2013, MO-Nov 2013 , MS-Nov 2013, MT-Nov 2013, NC-Sep 2013, ND-Nov 2013, NE-Nov 2013 , NH-Nov 2013, NJ-Oct 2013, NM-Nov 2013, NV-Sep 2013, NY-Sep 2013 , OH-Sep 2013, OK-Nov 2013, OR-Sep 2013, PA-Sep 2013, PR-Nov 2013 , RI-Nov 2013, SC-Nov 2013, SD-Nov 2013, TN-Nov 2013, TX-Sep 2013 , UT-Sep 2013, VA-Sep 2013, VI-Nov 2013, VT-Nov 2013, WA-Sep 2013 , WI-Nov 2013, WV-Nov 2013, WY-Oct 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.